RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• K•••••• C••••
- M••••• S•••••• wirehouse currentsince Aug 18, 2026 · Beavercreek, Oh
- V••••• I••••••••• A•••••••• L•• asset managerFeb 21, 2023 to Aug 3, 2026 · Dayton, Oh
- N••••• A•••• M••••••••• L•• mixed wealthAug 13, 2013 to Feb 2, 2023 · Chicago, Il
- V••••• I••••••••• A•••••••• L•• to M••••• S••••••left Aug 3, 2026, registered Aug 18, 2026 (15 days) · Other
- N••••• A•••• M••••••••• L•• to V••••• I••••••••• A•••••••• L••left Feb 2, 2023, registered Feb 21, 2023 (19 days) · Other
- D••••• K•••••• C•••• left V••••• I••••••••• A•••••••• L•• for M••••• S•••••• (registered 2026-08-18)Aug 3, 2026 · Advisor changed firm · fact
- D••••• K•••••• C•••• left N••••• A•••• M••••••••• L•• for V••••• I••••••••• A•••••••• L•• (registered 2023-02-21)Feb 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address