DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Jun 17, 2026
In the industry
14 y
since Apr 2, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Trueline Wealth Group, LLC no RAUM currentsince Jun 17, 2026 · Hattiesburg, Ms
- Icom Advisors, LLC independent RIAJan 11, 2021 to Jul 14, 2026 · Hattiesburg, Ms
- Icom Advisors, LLC independent RIAJun 7, 2019 to Dec 31, 2020 · Madisonville, La
- Osaic Institutions, Inc. BD affiliatedMay 1, 2018 to Apr 18, 2019 · Hattiesburg, Ms
- Principal Securities, Inc. BD affiliatedMar 17, 2016 to May 3, 2018 · Hattiesburg, Ms
- Valic Financial Advisors, Inc. BD affiliatedApr 11, 2012 to Feb 3, 2016 · Ridgeland, Ms
Moves
a registration end followed by a registration begin elsewhere
- Icom Advisors, LLC to Trueline Wealth Group, LLCleft Jul 14, 2026, registered Jun 17, 2026 (-27 days) · RIA to a newly registered adviser
- Osaic Institutions, Inc. to Icom Advisors, LLCleft Apr 18, 2019, registered Jun 7, 2019 (50 days) · Affiliated broker-dealer or bank to independent RIA
- Principal Securities, Inc. to Osaic Institutions, Inc.left May 3, 2018, registered May 1, 2018 (-2 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Principal Securities, Inc.left Feb 3, 2016, registered Mar 17, 2016 (43 days) · Other
Signals
- Marc R Maddox left Icom Advisors, Llc for Trueline Wealth Group, Llc (registered 2026-06-17)Jul 14, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address