DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• R••• K•••
Feed of 09/15/2026
Also filed as D•••• K•••
At current firm
6 y
since Oct 8, 2019
In the industry
13 y
since Dec 5, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• A••••••• BD affiliated currentsince Oct 9, 2019 · Tallahassee, Fl
- L•••••• I••••••••• independent RIA currentsince Oct 8, 2019 · Fort Washington, Pa
- M•• I•••••••• S•••••••• L•• BD affiliatedDec 21, 2015 to Sep 30, 2019 · St. Augustine, Fl
- P•••• S••••••••• L•• no RAUMApr 24, 2013 to Nov 24, 2015 · Tallahassee, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•••••• I•••••••••left Sep 30, 2019, registered Oct 8, 2019 (8 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Nov 24, 2015, registered Dec 21, 2015 (27 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address