RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• T•••••••••
- O•••• W•••••• I••• BD affiliated currentsince May 22, 2026 · Tustin, Ca
- E••••• J•••• national BDSep 1, 2023 to May 25, 2026 · Orange, Ca
- L•• F•••••••• L•• BD affiliatedJul 19, 2023 to Sep 5, 2023 · Brentwood, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerApr 4, 2019 to Jul 19, 2023 · Brentwood, Ca
- A••••••••• I••• BD affiliatedJan 24, 2018 to Aug 30, 2018 · Concord, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2014 to Dec 7, 2017 · San Francisco, Ca
- E••••• J•••• to O•••• W•••••• I•••left May 25, 2026, registered May 22, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to E••••• J••••left Sep 5, 2023, registered Sep 1, 2023 (-4 days) · Affiliated broker-dealer or bank to another
- B••••••• I••••••••• S•••••••• I••• ••••• to L•• F•••••••• L••left Jul 19, 2023, registered Jul 19, 2023 (0 days) · corporate re-registration, not a move
- A••••••••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 30, 2018, registered Apr 4, 2019 (217 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to A••••••••• I•••left Dec 7, 2017, registered Jan 24, 2018 (48 days) · Other
- R•••• T••••••••• left E••••• J•••• for O•••• W•••••• I••• (registered 2026-05-22)May 25, 2026 · Advisor changed firm · fact
- R•••• T••••••••• left L•• F•••••••• L•• for E••••• J•••• (registered 2023-09-01)Sep 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address