RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• J••• G••••••
- P•••••••• W••••• P•••••••• L•• independent RIA currentsince Sep 1, 2026 · Clayton, Mo
- G•••••• W••••• S••••••••• L•• state registered currentsince Mar 22, 2016 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedMay 27, 2015 to Feb 2, 2016 · Houston, Tx
- P••• A••••• S••••••••• L•• BD affiliatedMar 30, 2015 to Apr 27, 2015 · Houston, Tx
- M•• I•••••••• S•••••••• L•• BD affiliatedJul 25, 2013 to Mar 25, 2015 · Houston, Tx
- M•• I•••••••• S•••••••• L•• to G•••••• W••••• S••••••••• L••left Feb 2, 2016, registered Mar 22, 2016 (49 days) · Other
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Apr 27, 2015, registered May 27, 2015 (30 days) · Other
- M•• I•••••••• S•••••••• L•• to P••• A••••• S••••••••• L••left Mar 25, 2015, registered Mar 30, 2015 (5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address