DFX Intelligence
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Feed of 09/14/2026
Also filed as C••• D••••••••• T•••••• D••••••••• T• D••••••••• T•••••• D••••
At current firm
6 y
since Jan 8, 2020
In the industry
14 y
since Feb 21, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••• I••••••••• independent RIA currentsince Jan 8, 2020 · Plano, Tx
- A••••• A•• P••••••• S••••••• BD affiliatedOct 10, 2017 to Dec 13, 2019 · Frisco, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 13, 2016 to Sep 6, 2017 · Fort Worth, Tx
- T• A••••••••• I••• formerSep 13, 2016 to Sep 6, 2017 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to F••••• I•••••••••left Dec 13, 2019, registered Jan 8, 2020 (26 days) · Affiliated broker-dealer or bank to independent RIA
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Sep 6, 2017, registered Sep 13, 2016 (-358 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Sep 6, 2017, registered Sep 13, 2016 (-358 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address