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Registered advisor
A••••• D•••••• W••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Andy W••••••
At current firm
4 y
since Oct 18, 2021
In the industry
13 y
since Feb 2, 2013 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• P•••••• W••••• S•••••••• L•• BD affiliated currentsince Oct 18, 2021 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 21, 2015 to Oct 19, 2021 · Boca Raton, Fl
- V••• I••••••••• M••••••••• C•• L•• asset managerJul 11, 2013 to Jul 17, 2015 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• P•••••• W••••• S•••••••• L••left Oct 19, 2021, registered Oct 18, 2021 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- V••• I••••••••• M••••••••• C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 17, 2015, registered Aug 21, 2015 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address