DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Andrew Chipman
Feed of 09/15/2026
Also filed as Andrew R Chipman
At current firm
0 y
since Apr 9, 2026
In the industry
13 y
since Nov 6, 2012 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Neuberger Berman Bd LLC no RAUM currentsince Apr 9, 2026 · Mount Juliet, Tn
- John Hancock Investment Management LLC asset managerMar 10, 2023 to Apr 1, 2026 · Mount Juliet, Tn
- Alliancebernstein L.P. otherApr 6, 2022 to Mar 6, 2023 · Nashville, Tn
- Southern Oak Capital, LLC formerSep 10, 2021 to Feb 2, 2022 · Birmingham, Al
- John Hancock Investment Management LLC asset managerNov 8, 2018 to Feb 14, 2020 · Tempe, Az
- Manulife Investment Management (US) LLC asset managerFeb 23, 2016 to Nov 8, 2018 · Boston, Ma
- Td Ameritrade, Inc. formerJul 1, 2013 to Jan 6, 2016 · Chicago, Il
- Td Ameritrade Investment Management, LLC formerJul 1, 2013 to Jan 6, 2016 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- John Hancock Investment Management LLC to Neuberger Berman Bd LLCleft Apr 1, 2026, registered Apr 9, 2026 (8 days) · Other
- Alliancebernstein L.P. to John Hancock Investment Management LLCleft Mar 6, 2023, registered Mar 10, 2023 (4 days) · Other
- Southern Oak Capital, LLC to Alliancebernstein L.P.left Feb 2, 2022, registered Apr 6, 2022 (63 days) · Other
- John Hancock Investment Management LLC to Southern Oak Capital, LLCleft Feb 14, 2020, registered Sep 10, 2021 (574 days) · Other
- Manulife Investment Management (US) LLC to John Hancock Investment Management LLCleft Nov 8, 2018, registered Nov 8, 2018 (0 days) · corporate re-registration, not a move
- Td Ameritrade Investment Management, LLC to Td Ameritrade, Inc.left Jan 6, 2016, registered Jul 1, 2013 (-919 days) · channel change inside one enterprise, not a move
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Jan 6, 2016, registered Jul 1, 2013 (-919 days) · Other
Signals
- Andrew Chipman left John Hancock Investment Management Llc for Neuberger Berman Bd Llc (registered 2026-04-09)Apr 1, 2026 · Advisor changed firm · fact
- Andrew Chipman left Alliancebernstein L.P. for John Hancock Investment Management Llc (registered 2023-03-10)Mar 6, 2023 · Advisor changed firm · fact
- Andrew Chipman left Southern Oak Capital, Llc for Alliancebernstein L.P. (registered 2022-04-06)Feb 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address