RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• W•••••• S••••••••
- M••••• S•••••• wirehouse currentsince May 26, 2023 · Boston, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 3, 2017 to May 31, 2023 · Boston, Ma
- P••••• I••••••••• M••••••••• L•• asset managerNov 24, 2015 to Apr 10, 2017 · Andover, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 31, 2023, registered May 26, 2023 (-5 days) · Wirehouse to wirehouse · moved with a team
- P••••• I••••••••• M••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 10, 2017, registered Apr 3, 2017 (-7 days) · Other
- K•••• W•••••• S•••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2023-05-26)May 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address