DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• C•••••••• J••••

E•••••••• A•••••••• L••national BDCollege Park, Gadual registrantIAPD 6022010

Feed of 09/14/2026

At current firm

1 y

since Mar 14, 2025

In the industry

14 y

since Apr 13, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••••• A•••••••• L•• national BD current
since Mar 14, 2025 · College Park, Ga
P•••• S••••••••• L•• no RAUM
Mar 25, 2022 to Feb 9, 2024 · Atlanta, Ga
E•••••••• A•••••••• L•• national BD
Aug 30, 2017 to Feb 9, 2018 · Atlanta, Ga
M••••• S•••••• wirehouse
May 28, 2014 to Aug 11, 2016 · Atlanta, Ga
W•••• F•••• A••••••• wirehouse
Apr 16, 2012 to Feb 25, 2014 · Atlanta, Ga

Moves

a registration end followed by a registration begin elsewhere

P•••• S••••••••• L•• to E•••••••• A•••••••• L••
left Feb 9, 2024, registered Mar 14, 2025 (399 days) · Affiliated broker-dealer or bank to another
E•••••••• A•••••••• L•• to P•••• S••••••••• L••
left Feb 9, 2018, registered Mar 25, 2022 (1505 days) · Affiliated broker-dealer or bank to another
M••••• S•••••• to E•••••••• A•••••••• L••
left Aug 11, 2016, registered Aug 30, 2017 (384 days) · Wirehouse to affiliated broker-dealer or bank
W•••• F•••• A••••••• to M••••• S••••••
left Feb 25, 2014, registered May 28, 2014 (92 days) · Wirehouse to wirehouse

Signals

J••••• C•••••••• J•••• left P•••• S••••••••• L•• for E•••••••• A•••••••• L•• (registered 2025-03-14)
Feb 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address