D•••••• C•••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since Dec 24, 2024 · San Francisco, Ca
• J••• M••••• S••••••••• L•• wirehouse
  May 30, 2024 to Nov 15, 2024 · San Francisco, Ca
• J••• M••••• P•••••• W••••• A••••••• L•• former
  Apr 14, 2022 to Jan 6, 2025 · San Francisco, Ca
• C•••••••• G••••• M•••••• I••• BD affiliated
  Oct 25, 2018 to Oct 4, 2021 · San Francisco, Ca

• J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
  left Jan 6, 2025, registered May 30, 2024 (-221 days) · channel change inside one enterprise, not a move · moved with a team
• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Nov 15, 2024, registered Dec 24, 2024 (39 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to J••• M••••• P•••••• W••••• A••••••• L••
  left Oct 4, 2021, registered Apr 14, 2022 (192 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Nov 15, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address