RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L• V•• S••••
- E••••• J•••• national BD currentsince Sep 17, 2025 · V••••••• Beach, Va
- V••••••• I••••••••• A•••••••• I••• state registeredJun 27, 2024 to Sep 3, 2025 · Henrico, Va
- M•••••• C•••••• M••••••••• L•• otherAug 28, 2018 to Feb 28, 2022 · Charlottesville, Va
- P•••••• A•••••• G••••• L•• BD affiliatedOct 22, 2015 to Nov 26, 2018 · Charlottesville, Va
- L•• F•••••••• L•• BD affiliatedSep 1, 2015 to Oct 30, 2015 · Charlottesville, Va
- E••••• J•••• national BDSep 19, 2013 to Oct 24, 2013 · Tempe, Az
- V••••••• I••••••••• A•••••••• I••• to E••••• J••••left Sep 3, 2025, registered Sep 17, 2025 (14 days) · Other
- M•••••• C•••••• M••••••••• L•• to V••••••• I••••••••• A•••••••• I•••left Feb 28, 2022, registered Jun 27, 2024 (850 days) · RIA to a state-registered adviser
- P•••••• A•••••• G••••• L•• to M•••••• C•••••• M••••••••• L••left Nov 26, 2018, registered Aug 28, 2018 (-90 days) · Other
- L•• F•••••••• L•• to P•••••• A•••••• G••••• L••left Oct 30, 2015, registered Oct 22, 2015 (-8 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Oct 24, 2013, registered Sep 1, 2015 (677 days) · Other
- T•••• L• V•• S•••• left V••••••• I••••••••• A•••••••• I••• for E••••• J•••• (registered 2025-09-17)Sep 3, 2025 · a•••••• firm change · fact
- T•••• L• V•• S•••• left M•••••• C•••••• M••••••••• L•• for V••••••• I••••••••• A•••••••• I••• (registered 2024-06-27)Feb 28, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address