DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Saeed Abdulla Sulaiman
Feed of 09/14/2026
At current firm
7 y
since Jan 28, 2019
In the industry
13 y
since Oct 12, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Financial Designs, Inc. BD affiliated currentsince Jan 28, 2019 · Kokomo, In
- Questar Asset Management, Inc. formerJul 14, 2017 to Jan 24, 2019 · Rapid City, Sd
- Wells Fargo Advisors wirehouseJun 13, 2014 to Jul 13, 2017 · Rapid City, Sd
- Waddell & Reed formerOct 15, 2012 to May 7, 2014 · Rapid City, Sd
Moves
a registration end followed by a registration begin elsewhere
- Questar Asset Management, Inc. to Creative Financial Designs, Inc.left Jan 24, 2019, registered Jan 28, 2019 (4 days) · Affiliated broker-dealer or bank to another
- Wells Fargo Advisors to Questar Asset Management, Inc.left Jul 13, 2017, registered Jul 14, 2017 (1 days) · Other
- Waddell & Reed to Wells Fargo Advisorsleft May 7, 2014, registered Jun 13, 2014 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address