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Registered advisor
J•••• E••• M••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
4 y
since Feb 11, 2022
In the industry
14 y
since Jun 16, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• F•••••••• P••••••• BD affiliated currentsince Feb 11, 2022 · Tampa, Fl
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 13, 2018 to Feb 14, 2022 · Boston, Ma
- S•••••••• A••••••• L•• national BDJan 27, 2015 to Jul 13, 2018 · Denver, Co
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 19, 2012 to Jan 2, 2015 · Provo, Ut
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to I••••••••• F•••••••• P•••••••left Feb 14, 2022, registered Feb 11, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••left Jan 2, 2015, registered Jan 27, 2015 (25 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- J•••• E••• M•••• left F••••••• P••••••• A•• W•••••••• A••••••• for I••••••••• F•••••••• P••••••• (registered 2022-02-11)Feb 14, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address