DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R•••••• G• C•••••
Feed of 09/14/2026
Also filed as Richard Gabriel Chaves
At current firm
3 y
since May 10, 2023
In the industry
12 y
since Mar 19, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince May 10, 2023 · Allen, Tx
- F••••• I••••••••• independent RIAApr 27, 2020 to May 8, 2023 · Plano, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDOct 22, 2014 to Apr 14, 2020 · Las Vegas, Nv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 19, 2014 to Sep 25, 2014 · Riverside, Ca
Moves
a registration end followed by a registration begin elsewhere
- F••••• I••••••••• to T••••••• I••••••••• M••••••••• I•••left May 8, 2023, registered May 10, 2023 (2 days) · RIA to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to F••••• I•••••••••left Apr 14, 2020, registered Apr 27, 2020 (13 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 25, 2014, registered Oct 22, 2014 (27 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- R•••••• G• C••••• left F••••• I••••••••• for T••••••• I••••••••• M••••••••• I••• (registered 2023-05-10)May 8, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address