P••• H••••• D••••••

C••••• I••••••••• A••••••• L••BD affiliatedMaple Grove, Mn dual registrantIAPD 6032385

Feed of 09/15/2026

Also filed as P••• D••••••

At current firm

3 y

since Jun 29, 2023

In the industry

14 y

since Feb 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Jun 29, 2023 · St P•••, Mn
V•••• F•••••••• A•••••••• I••• BD affiliated
Dec 7, 2016 to Sep 9, 2022 · Edina, Mn
E•••• S••••••••• L•• BD affiliated
Mar 23, 2016 to Dec 8, 2016 · Edina, Mn

Moves

a registration end followed by a registration begin elsewhere

V•••• F•••••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
left Sep 9, 2022, registered Jun 29, 2023 (293 days) · Affiliated broker-dealer or bank to another
E•••• S••••••••• L•• to V•••• F•••••••• A•••••••• I•••
left Dec 8, 2016, registered Dec 7, 2016 (-1 days) · Other

Signals

••• Locked
Sep 9, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address