DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Lynn Renee Sperandeo

Wedbush Securities Inc.BD affiliatedRadnor, Pa dual registrantIAPD 603313

Feed of 09/15/2026

Also filed as Lynn R Michel Sperandeo

At current firm

2 y

since Nov 10, 2023

In the industry

47 y

since Jun 20, 1979 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wedbush Securities Inc. BD affiliated current
since Nov 10, 2023 · Radnor, Pa
B. Riley Wealth Advisors, Inc. BD affiliated
Aug 25, 2022 to Nov 13, 2023 · New York, Ny
B Riley Wealth Management former
Jan 30, 2015 to Dec 31, 2022 · New York, Ny
Dominick & Dominick LLC former
Sep 29, 2006 to Jan 28, 2015 · New York, Ny
Credit Suisse Securities (USA) LLC former
Jan 17, 2003 to Aug 16, 2004 · New York, Ny
Pershing LLC unclassified
Jul 25, 2002 to Jan 17, 2003 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

B. Riley Wealth Advisors, Inc. to Wedbush Securities Inc.
left Nov 13, 2023, registered Nov 10, 2023 (-3 days) · Affiliated broker-dealer or bank to another
B Riley Wealth Management to B. Riley Wealth Advisors, Inc.
left Dec 31, 2022, registered Aug 25, 2022 (-128 days) · corporate re-registration, not a move
Dominick & Dominick LLC to B Riley Wealth Management
left Jan 28, 2015, registered Jan 30, 2015 (2 days) · Other · moved with a team
Credit Suisse Securities (USA) LLC to Dominick & Dominick LLC
left Aug 16, 2004, registered Sep 29, 2006 (774 days) · Other
Pershing LLC to Credit Suisse Securities (USA) LLC
left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move

Signals

Lynn Renee Sperandeo left B. Riley Wealth Advisors, Inc. for Wedbush Securities Inc. (registered 2023-11-10)
Nov 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 47derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address