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Registered advisor

J••••• D• J•••• C••••••

W•••• F•••• A•••••••wirehouseNew Braunfels, Tx dual registrantIAPD 6033751

Feed of 09/14/2026

Also filed as J••••• D• J•••• C••••••

At current firm

1 y

since Jun 30, 2025

In the industry

15 y

since Feb 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jun 30, 2025 · Houston, Tx
J••• M••••• S••••••••• L•• wirehouse
Jul 11, 2023 to Jun 17, 2025 · San Marcos, Tx
N••••••••• M••••• I••••••••• S••••••••• no RAUM
May 8, 2023 to Jun 2, 2023 · San Marcos, Tx
W•••• F•••• A••••••• wirehouse
Sep 7, 2022 to Mar 30, 2023 · Orlando, Fl

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••
left Jun 17, 2025, registered Jun 30, 2025 (13 days) · Wirehouse to wirehouse
N••••••••• M••••• I••••••••• S••••••••• to J••• M••••• S••••••••• L••
left Jun 2, 2023, registered Jul 11, 2023 (39 days) · Other
W•••• F•••• A••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Mar 30, 2023, registered May 8, 2023 (39 days) · Other

Signals

J••••• D• J•••• C•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2025-06-30)
Jun 17, 2025 · Advisor changed firm · fact
J••••• D• J•••• C•••••• left N••••••••• M••••• I••••••••• S••••••••• for J••• M••••• S••••••••• L•• (registered 2023-07-11)
Jun 2, 2023 · Advisor changed firm · fact
J••••• D• J•••• C•••••• left W•••• F•••• A••••••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-05-08)
Mar 30, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address