RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• W•••••• L••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 22, 2026 · Ardmore, Pa
- I•••••• A•••••••• L•• independent RIAMar 11, 2022 to Jul 6, 2026 · Newtown, Pa
- C••••••• W••••• M••••••••• L•• independent RIAMar 1, 2018 to Mar 11, 2022 · Yardley, Pa
- I•••••• A•••••••• L•• independent RIAMar 18, 2016 to Feb 28, 2018 · Newtown, Pa
- E••••• J•••• national BDJun 11, 2013 to Mar 21, 2016 · Allentown, Pa
- I•••••• A•••••••• L•• to L•• F•••••••• L••left Jul 6, 2026, registered Jun 22, 2026 (-14 days) · RIA to affiliated broker-dealer or bank
- C••••••• W••••• M••••••••• L•• to I•••••• A•••••••• L••left Mar 11, 2022, registered Mar 11, 2022 (0 days) · RIA to RIA
- I•••••• A•••••••• L•• to C••••••• W••••• M••••••••• L••left Feb 28, 2018, registered Mar 1, 2018 (1 days) · Other
- E••••• J•••• to I•••••• A•••••••• L••left Mar 21, 2016, registered Mar 18, 2016 (-3 days) · Other
- E••• W•••••• L•••••••• left I•••••• A•••••••• L•• for L•• F•••••••• L•• (registered 2026-06-22)Jul 6, 2026 · Advisor changed firm · fact
- E••• W•••••• L•••••••• left C••••••• W••••• M••••••••• L•• for I•••••• A•••••••• L•• (registered 2022-03-11)Mar 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address