DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• W••••• M••••••••• L••
Latest filing Mar 18, 2026
First filing on the tape Apr 26, 2016 · 26 filings
SEC status approved since Apr 29, 2016
RAUM
$630M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
100%
$630M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$630M as of Mar 18, 2026
Mar 24, 2017$157M then
HNW client RAUM$562M as of Mar 18, 2026
Mar 22, 2018$200M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 24, 20174 then
Employees (5.A)6 as of Mar 18, 2026
Mar 24, 20174 then
Private funds: no history
RAUM +20% over the last fiscal year+17% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $694,245derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -1.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$562M89%
- Individuals$68.2M11%
- Corporations and businesses$523,5200.1%
- Charitable organizations$114,1940.0%
- Individual clients
- 105reported
- HNW clients
- 203reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 908reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $630M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S••• P•••••• G•••••Certified Financial Planner | Yardley, Pa | Jul 7, 2016 | 27 y | 1 |
| K•••••• B•••• D••••• | Yardley, Pa | Jul 8, 2016 | 36 y | 0 |
| J•••• J••• B••• | Yardley, Pa | Aug 30, 2016 | 16 y | 1 |
| M•••••• L•• L•••• | Yardley, Pa | Jul 14, 2021 | 39 y | 1 |
| M••• V•••••• F•••••• | Yardley, Pa | Aug 12, 2022 | 31 y | 1 |
| A•••• D••••• | Yardley, Pa | Oct 9, 2025 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- E••• W•••••• L•••••••• to I•••••• A•••••••• L••Mar 11, 2022 · RIA to RIA
Joined, latest
- M••• V•••••• F•••••• from W•••• F•••• A•••••••Aug 12, 2022 · Wirehouse to independent RIA
- M•••••• L•• L•••• from W•••• F•••• A•••••••Jul 14, 2021 · Wirehouse to independent RIA
- E••• W•••••• L•••••••• from I•••••• A•••••••• L••Mar 1, 2018 · Other
- J•••• J••• B••• from W•••• F•••• A•••••••Aug 30, 2016 · Other
- S••• P•••••• G••••• from W•••• F•••• A•••••••Jul 7, 2016 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W•••• F•••• A•••••••Jun 22, 2016 · Yardley, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• J••••• J••• · Chief Compliance Officer/Membercontrolsince 06/2016 · owns 10% to 25%
- D•••••• K••••••• B•••• · Chief Executive Officer/Membercontrolsince 02/2017 · owns 50% to 75%
- G•••••• S•••• P•••••• · Vice President/Membercontrolsince 02/2017 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Yardley, Pa · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 907 to 908Mar 21, 2025 to Mar 18, 2026
- Corporate clients · 1.0 to unsetMar 21, 2025 to Mar 18, 2026
- HNW clients · 215 to 203Mar 21, 2025 to Mar 18, 2026
- Individual clients · 98 to 105Mar 21, 2025 to Mar 18, 2026
- Discretionary RAUM · $506M to $564MMar 21, 2025 to Mar 18, 2026
- HNW RAUM · $484M to $562MMar 21, 2025 to Mar 18, 2026
- Individual RAUM · $41.0M to $68.2MMar 21, 2025 to Mar 18, 2026
- Non-discretionary RAUM · $19.2M to $66.5MMar 21, 2025 to Mar 18, 2026
- RAUM · $526M to $630MMar 21, 2025 to Mar 18, 2026
- Wrap assets (manager) · $348M to $630MMar 21, 2025 to Mar 18, 2026
- Accounts · 866 to 907Mar 14, 2024 to Mar 21, 2025
- Charity clients · 2.0 to unsetMar 14, 2024 to Mar 21, 2025
- Corporate clients · 6 to 1Mar 14, 2024 to Mar 21, 2025
- HNW clients · 254 to 215Mar 14, 2024 to Mar 21, 2025
- Individual clients · 53 to 98Mar 14, 2024 to Mar 21, 2025
- Pension plan clients · 8.0 to unsetMar 14, 2024 to Mar 21, 2025
- Financial planning clients · 251-500 to 251-500Mar 14, 2024 to Mar 21, 2025
- Discretionary RAUM · $415M to $506MMar 14, 2024 to Mar 21, 2025
- HNW RAUM · $432M to $484MMar 14, 2024 to Mar 21, 2025
- Individual RAUM · $18.1M to $41.0MMar 14, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $42.4M to $19.2MMar 14, 2024 to Mar 21, 2025
- Pension RAUM · 5945213.0 to unsetMar 14, 2024 to Mar 21, 2025
- RAUM · $458M to $526MMar 14, 2024 to Mar 21, 2025
- Accounts · 841 to 866Dec 18, 2023 to Mar 14, 2024
- Charity clients · unset to 2.0Dec 18, 2023 to Mar 14, 2024
- HNW clients · 189 to 254Dec 18, 2023 to Mar 14, 2024
- Individual clients · 115 to 53Dec 18, 2023 to Mar 14, 2024
- Pension plan clients · 5 to 8Dec 18, 2023 to Mar 14, 2024
- Discretionary RAUM · $354M to $415MDec 18, 2023 to Mar 14, 2024
- HNW RAUM · $342M to $432MDec 18, 2023 to Mar 14, 2024
- Individual RAUM · $44.3M to $18.1MDec 18, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $44.3M to $42.4MDec 18, 2023 to Mar 14, 2024
- Pension RAUM · $5.0M to $5.9MDec 18, 2023 to Mar 14, 2024
- RAUM · $398M to $458MDec 18, 2023 to Mar 14, 2024
- HQ city · NEWTOWN to YARDLEYMar 2, 2023 to Dec 18, 2023
- Accounts · 815 to 841Mar 23, 2022 to Mar 2, 2023
- BD registered reps · 4 to 5Mar 23, 2022 to Mar 2, 2023
- Corporate clients · 9 to 6Mar 23, 2022 to Mar 2, 2023
- HNW clients · 161 to 189Mar 23, 2022 to Mar 2, 2023
- Individual clients · 118 to 115Mar 23, 2022 to Mar 2, 2023
Signals
2 dated events
- E••• W•••••• L•••••••• left C••••••• W••••• M••••••••• L•• for I•••••• A•••••••• L•• (registered 2022-03-11)Mar 11, 2022 · Advisor changed firm · fact
- C••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 26, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@cordatuswealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- cflanagan@cordatuswealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-579-0137reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-579-0427reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 215-504-2527reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 215-579-5981reportedpublic record, Form ADV, Mar 18, 2026
- Team page
- cordatuswealth.com/team.htmreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026