RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••••• L•••••••
- E•••••• F•••••••• E•••••• independent RIA currentsince May 17, 2019 · Westlake, Oh
- B••• T••• W••••• A••••••• L•• unclassifiedMay 29, 2018 to May 8, 2020 · Cleveland, Oh
- S•••••••• W••••• P•••••••• L••• independent RIASep 15, 2014 to Jul 18, 2018 · Independence, Oh
- J•• W••••• A•••••••• L•• independent RIAMar 20, 2012 to Dec 21, 2012 · Hermitage, Pa
- B••• T••• W••••• A••••••• L•• to E•••••• F•••••••• E••••••left May 8, 2020, registered May 17, 2019 (-357 days) · Other
- S•••••••• W••••• P•••••••• L••• to B••• T••• W••••• A••••••• L••left Jul 18, 2018, registered May 29, 2018 (-50 days) · Other
- J•• W••••• A•••••••• L•• to S•••••••• W••••• P•••••••• L•••left Dec 21, 2012, registered Sep 15, 2014 (633 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address