DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J•• W••••• A•••••••• L••
Latest filing Aug 27, 2026
First filing on the tape Mar 30, 2012 · 59 filings
SEC status approved since Oct 2, 2007
RAUM
$4.7B
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
80%
$3.8B individuals and HNW
Advisors
33
registered through the firm on IAPD
RAUM per advisor
$143M
derived; firm RAUM over IAPD count
Employees
89
32 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
59 filings and snapshots on the tape
RAUM$4.7B as of Aug 27, 2026
Mar 30, 2012$793M then
HNW client RAUM$3.3B as of Aug 27, 2026
Mar 30, 2018$1.4B then
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Apr 1, 20130 then
Employees (5.A)89 as of Aug 27, 2026
Apr 1, 201340 then
Private funds: no history
RAUM +18% over the last fiscal year+17% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- p••••••• led p••••••• · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $143MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 67derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $677,420derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 3.3derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.3%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Financial planning clients
- 2,000reportedItem 5.H
- Custody
- $2.1B, 1,407 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.3B70%
- Individuals$494M10%
- Pension and profit-sharing plans$465M9.8%
- State and municipal entities$169M3.6%
- Charitable organizations$158M3.3%
- Corporations and businesses$152M3.2%
- Individual clients
- 1,339reported
- HNW clients
- 877reported
- Pension plan clients
- 66reported
- Charitable clients
- 36reported
- Accounts
- 6,981reported
- Financial planning clients
- 2,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.1B for 1,407 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.8 fund_share=0.0 institutional_share=0.17 related_bd=true related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
33 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• L••• M•••••••Certified Financial Planner | Hermitage, Pa | Oct 12, 2007 | 19 y | 1 |
| R••••• C•••••• J••••••••Certified Financial Planner, Personal Financial Specialist | Hermitage, Pa | Oct 12, 2007 | 39 y | 1 |
| G••• A••• D•••••••••Certified Financial Planner, Personal Financial Specialist | Hermitage, Pa | Oct 12, 2007 | 23 y | 1 |
| S•••• J•••••••• A•••Certified Financial Planner | Pittsburgh, Pa | Aug 10, 2011 | 21 y | 0 |
| A•••• K•••••• D•••••Certified Financial Planner | Hermitage, Pa | Mar 22, 2012 | 14 y | 0 |
| J•••• S•••••• L•• | Pittsburgh, Pa | Jan 14, 2013 | 31 y | 1 |
| R••••• W•••••• Y••• | Pittsburgh, Pa | Jan 14, 2013 | 31 y | 1 |
| T••••• D••••• W•••••Certified Financial Planner | Pittsburgh, Pa | Nov 26, 2014 | 21 y | 2 |
| L•••• V••••• C••••••Certified Financial Planner | Hermitage, Pa | Sep 10, 2015 | 10 y | 0 |
| R••• C•••••• B••••••Certified Financial Planner | Doylestown, Pa | Oct 2, 2015 | 27 y | 3 |
| B•••••• J••••• G•••••Certified Financial Planner | Doylestown, Pa | Oct 5, 2015 | 10 y | 1 |
| M••••• K•••• U••••••• | Doylestown, Pa | Jan 15, 2016 | 25 y | 0 |
| T••••••• W•••••• R•••••••• | Doylestown, Pa | Jul 22, 2016 | 20 y | 2 |
| S••• M••••• G•••••Certified Financial Planner | Pittsburgh, Pa | Aug 1, 2017 | 10 y | 0 |
| K•••• K•••••••• R••••Certified Financial Planner | Pittsburgh, Pa | Aug 25, 2017 | 21 y | 1 |
| C•••••••• C• A••••••Certified Financial Planner | Hermitage, Pa | Mar 27, 2020 | 10 y | 0 |
| R••• C••••••••• T••••Chartered Financial Analyst | Hermitage, Pa | Sep 11, 2020 | 16 y | 0 |
| G•••••• H••••••• R•••Certified Financial Planner | Lancaster, Pa | Feb 2, 2021 | 17 y | 3 |
| T••••• A• F•••••Personal Financial Specialist | Blue Bell, Pa | Jul 16, 2021 | 28 y | 2 |
| S•••••• N••••••• P••••••• | Cartersville, Ga | Aug 2, 2021 | 32 y | 2 |
| J••• J••••• S••••••••Certified Financial Planner | Doylestown, Pa | Oct 25, 2021 | 13 y | 0 |
| R••• M•••••• K•••••Certified Financial Planner | Pittsburgh, Pa | Nov 22, 2021 | 24 y | 1 |
| A••••• D•••• S••••••Certified Financial Planner | Hermitage, Pa | Feb 10, 2022 | 11 y | 0 |
| E•••• S••••• I••••Certified Financial Planner | Mechanicsburg, Pa | Jan 25, 2023 | 13 y | 2 |
| A••• R•••••• E•••• | Blue Bell, Pa | Apr 25, 2023 | 10 y | 0 |
| C•••• R•••• M•••••••Certified Financial Planner | Hermitage, Pa | Jan 4, 2024 | 10 y | 0 |
| A••••• R•••• C••••Certified Financial Planner | Hermitage, Pa | Jan 29, 2024 | 10 y | 0 |
| M••• D• B••••• | Pittsburgh, Pa | Aug 20, 2024 | 10 y | 0 |
| H••••• G•••• R•••Certified Financial Planner | Pittsburgh, Pa | Jan 24, 2025 | 10 y | 1 |
| M•••••• G••••• J• P•••••• | Pittsburgh, Pa | Jan 24, 2025 | 13 y | 2 |
| T•••••• L••• D••••Certified Financial Planner | Hermitage, Pa | Jul 30, 2025 | 10 y | 0 |
| D••••• R•••••• C•••••• | Pittsburgh, Pa | Jun 4, 2026 | 12 y | 0 |
| J••••• D••••• M••••••Certified Financial Planner | Hermitage, Pa | Aug 13, 2026 | 13 y | 0 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 9.1% of current headcount6 left over 36 months
Left, latest
- N•••••••• D•••• L••••••••• to C••••• S••••• I••••••••• A•••••••May 21, 2026 · Other
- J••••• D• S••••• to R••••••• W••••• A•••••••Feb 11, 2026 · RIA to RIA
- S••• M•••••• W••••• to W••••••••• A••••••• P••••••• L••Nov 14, 2025 · RIA to RIA
- J••••• F•••••• K••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Aug 21, 2025 · RIA to affiliated broker-dealer or bank
- R••••• C•••••• W••••• to C•••••• C••••• G••••• I•••Jun 6, 2024 · Other
- G•••••• W• K•••••••• to C•••••• W••••• A•••••••Feb 23, 2024 · RIA to RIA
- S••••• A• S•••••• to E••••• J••••Jul 12, 2023 · RIA to affiliated broker-dealer or bank
- C•••• A•••• P•••••••• to A••••••• P••••••• P•••••••• L••Jun 20, 2023 · RIA to a state-registered adviser
- C••••••••• G•••• Y•••• to A••••••• I••••••••• P•••••••Aug 13, 2021 · RIA to RIA
- K••• P•••••• S•••••• to A••••••• I••••••••• P•••••••Aug 13, 2021 · RIA to RIA
- R••••• M• V•••• to M••••••Apr 11, 2019 · RIA to affiliated broker-dealer or bank
- J•••••• M•••• W•••• to C•••••• P••••• W••••• M•••••••••Jun 25, 2015 · Other
- R••••• P••• W•••• to U••••• C•••••• F•••••••• A•••••••Feb 27, 2014 · Other
- M•••••• R••••• L••••••• to S•••••••• W••••• P•••••••• L•••Dec 21, 2012 · Other
- S•••••••• J••• R•••• to J••• F•••••••• A•••••••• L••Feb 22, 2012 · Other
Joined, latest
- M•••••• G••••• J• P•••••• from G••••• R••••••••• P••••••• L••Jan 24, 2025 · Other
- H••••• G•••• R••• from D••••••••• F••• A••••••• L•Jan 24, 2025 · Other
- S••• M•••••• W••••• from M••••• L••Dec 13, 2023 · RIA to RIA
- R••••• C•••••• W••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 12, 2023 · Wirehouse to independent RIA
- E•••• S••••• I•••• from W•••••••• A••••••• I••Jan 25, 2023 · RIA to RIA
- S••••• A• S•••••• from G••••• A••••••• S•••••••• L••Oct 3, 2022 · RIA to RIA
- C•••• A•••• P•••••••• from C••••• A•••••• N••••••• L••May 31, 2022 · Affiliated broker-dealer or bank to independent RIA
- R••• M•••••• K••••• from C••••••• P•••••• W•••••Nov 22, 2021 · RIA to RIA
- S•••••• N••••••• P••••••• from I•••••• W••••• A••••••• G••••• L••Aug 2, 2021 · RIA to RIA
- T••••• A• F••••• from I•••••• W••••• A••••••• G••••• L••Jul 16, 2021 · RIA to RIA
- G•••••• H••••••• R••• from C•••••• I•• A•••••••• L••Feb 2, 2021 · RIA to RIA
- G•••••• W• K•••••••• from T• P•••••• C••••• W••••• L••Oct 14, 2020 · Affiliated broker-dealer or bank to independent RIA
- C••••••••• G•••• Y•••• from A••••••••• F•••••••• S•••••••• L••Jun 18, 2018 · Affiliated broker-dealer or bank to independent RIA
- K•••• K•••••••• R•••• from H••••••••• F•••••••• A•••••••Aug 25, 2017 · Other
- K••• P•••••• S•••••• from K•• W••••• M••••••••• L••Aug 2, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for A••••••• I••••••••• P•••••••Aug 13, 2021 · Camp Hill, Pa
- 2 joined from C••••••••• I••••••••• S••••••••• L••Oct 13, 2015 · Yardley, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• S••••• J•••••••• · Vice Presidentcontrolsince 07/2020 · owns less than 5%
- B••••••• R•••• C•••••• · Vice Presidentcontrolsince 07/2020 · owns less than 5%
- B•••••• L••••• J••• · Vice President, Chief O•••••••• Officercontrolsince 02/2007 · owns less than 5%
- C••••••• L••••• V••••• · Vice Presidentcontrolsince 04/2016 · owns less than 5%
- D•••••• A••••• K•••••• · Vice Presidentcontrolsince 07/2024 · owns less than 5%
- F•••••• T•••••• A• · Vice Presidentcontrolsince 01/2022 · owns less than 5%
- J••••••••• R•••••• C•••••• · President, Managing Membercontrolsince 06/1991 · owns less than 5%
- L••• J••••• S•••••• · Vice Presidentcontrolsince 01/2013 · owns less than 5%
- M•••••••• A•••••• L••• · Vice Presidentcontrolsince 07/2022 · owns less than 5%
- P•••••••• S••••••• N••••••• · Vice Presidentcontrolsince 01/2022 · owns less than 5%
- R•••• G••••••• H••••••• · Vice Presidentcontrolsince 07/2024 · owns less than 5%
- R••••• K••••• K•••••••• · Vice Presidentcontrolsince 07/2024 · owns less than 5%
- S•••••••• A•••••• N••••••• · Chief Compliance Officercontrolsince 04/2023 · owns less than 5%
- T••••• R•••• C••••••••• · Secretary, Chief Financial Officercontrolsince 07/2019 · owns less than 5%
- U•••••••• M•••••• K•••• · Vice President, Chief Investment Officercontrolsince 07/2023 · owns less than 5%
- W•••••• T•••••• D••••• · Vice Presidentcontrolsince 07/2021 · owns less than 5%
- W•••••• M••••••• · Vice Presidentcontrolsince 07/2025 · owns less than 5%
- Y•••• R•••••• W•••••• · Vice Presidentcontrolsince 07/2022 · owns less than 5%
Entity owners
- F•••• O••••••••• L•• · Memberdirect · owns 75% or more
- C••• F•••••••• C••••••••• L••• · Partnerindirect · owns 25% to 50% of C••• F•••••••• H•••••••• L•••
- C••• F•••••••• H•••••••• L••• · Partnerindirect · owns 50% to 75% of F•••••••• F•• U••••••• H•••••••• L•
- C••••••• D••••••• • R••• F••• X••• L••• · Partnerindirect · owns 50% to 75% of C••• F•••••••• H•••••••• L•••
- F•••••••• F•• A••••••••• L•• · Shareholder, Class A Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• I••••••••• H•••••••• L•• · Memberindirect · owns 75% or more of F•••••••• F•• A••••••••• L••
- F•••••••• F•• P•••••• I••• · Memberindirect · owns 75% or more of F•••••••• F•• I••••••••• H•••••••• L••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholder, Class B Common Stockindirect · owns 75% or more of F•••• F•••••••• P••••••• I•••
- F•••••••• F•• U••••••• H•••••••• L• · Shareholderindirect · owns 75% or more of F•••••••• F•• P•••••• I•••
- F•••• F•••••••• P••••••• I••• · Memberindirect · owns 75% or more of F•••• F•••••••• P•••••••• L••
- F•••• F•••••••• P•••••••• L•• · Memberindirect · owns 75% or more of F•••• O••••••••• L••
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hermitage, Pa · principal | 12 | 1 | 1 | ||
| Pittsburgh, Pa | 11 | 1 | 0 | ||
| Doylestown, Pa | 5 | 0 | 1 | ||
| Blue Bell, Pa | 2 | 0 | 0 | ||
| Camp Hill, Pa | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Pittsburgh, PA11 employees
- Doylestown, PA7 employees
- Camp Hill, PA6 employees
- Berwyn, PA5 employees
- Hermitage, PA3 employees
- Lancaster, PA3 employees
- Blue Bell, PA3 employees
- Cartersville, GA1 employees
- Naples, FL1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 27, 2026W•••••• M••••••• (VICE PRESIDENT) appeared on Schedule A between the filings of 2024-07-29 and 2026-08-27peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Aug 27, 2026J••••••••• R•••••• C•••••• (PRESIDENT, MANAGING MEMBER) left Schedule A between the filings of 2024-07-29 and 2026-08-27peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 6,297 to 6,981Aug 5, 2025 to Mar 31, 2026
- Advisory employees · 30 to 32Aug 5, 2025 to Mar 31, 2026
- Corporate clients · 12 to 16Aug 5, 2025 to Mar 31, 2026
- HNW clients · 761 to 877Aug 5, 2025 to Mar 31, 2026
- Individual clients · 1,343 to 1,339Aug 5, 2025 to Mar 31, 2026
- Pension plan clients · 62 to 66Aug 5, 2025 to Mar 31, 2026
- Assets in custody · $1.6B to $2.1BAug 5, 2025 to Mar 31, 2026
- Employees · 86 to 89Aug 5, 2025 to Mar 31, 2026
- Discretionary RAUM · $3.5B to $4.2BAug 5, 2025 to Mar 31, 2026
- HNW RAUM · $2.7B to $3.3BAug 5, 2025 to Mar 31, 2026
- Individual RAUM · $494M to $494MAug 5, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $492M to $521MAug 5, 2025 to Mar 31, 2026
- Pension RAUM · $392M to $465MAug 5, 2025 to Mar 31, 2026
- RAUM · $4.0B to $4.7BAug 5, 2025 to Mar 31, 2026
- Accounts · 6,043 to 6,297Feb 4, 2025 to Mar 31, 2025
- Advisory employees · 32 to 30Feb 4, 2025 to Mar 31, 2025
- Charity clients · 37 to 36Feb 4, 2025 to Mar 31, 2025
- Corporate clients · 9 to 12Feb 4, 2025 to Mar 31, 2025
- HNW clients · 662 to 761Feb 4, 2025 to Mar 31, 2025
- Individual clients · 1,365 to 1,343Feb 4, 2025 to Mar 31, 2025
- Pension plan clients · 60 to 62Feb 4, 2025 to Mar 31, 2025
- Assets in custody · $1.6B to $1.6BFeb 4, 2025 to Mar 31, 2025
- Employees · 84 to 86Feb 4, 2025 to Mar 31, 2025
- Financial planning clients · More than 500 to More than 500Feb 4, 2025 to Mar 31, 2025
- Discretionary RAUM · $2.9B to $3.5BFeb 4, 2025 to Mar 31, 2025
- HNW RAUM · $2.2B to $2.7BFeb 4, 2025 to Mar 31, 2025
- Individual RAUM · $487M to $494MFeb 4, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $449M to $492MFeb 4, 2025 to Mar 31, 2025
- Pension RAUM · $318M to $392MFeb 4, 2025 to Mar 31, 2025
- RAUM · $3.4B to $4.0BFeb 4, 2025 to Mar 31, 2025
- Related insurance company · false to trueFeb 4, 2025 to Mar 31, 2025
- Accounts · 5,936 to 6,043Mar 4, 2024 to Mar 29, 2024
- Advisory employees · 30 to 32Mar 4, 2024 to Mar 29, 2024
- Charity clients · 35 to 37Mar 4, 2024 to Mar 29, 2024
- Corporate clients · 6 to 9Mar 4, 2024 to Mar 29, 2024
- HNW clients · 604 to 662Mar 4, 2024 to Mar 29, 2024
- Individual clients · 1,400 to 1,365Mar 4, 2024 to Mar 29, 2024
- Pension plan clients · 59 to 60Mar 4, 2024 to Mar 29, 2024
- Assets in custody · $1.8B to $1.6BMar 4, 2024 to Mar 29, 2024
- Employees · 89 to 84Mar 4, 2024 to Mar 29, 2024
Signals
24 dated events
- N•••••••• D•••• L••••••••• left J•• W••••• A•••••••• L•• for C••••• S••••• I••••••••• A••••••• (registered 2026-06-24)May 21, 2026 · a•••••• firm change · fact
- J••••• D• S••••• left J•• W••••• A•••••••• L•• for R••••••• W••••• A••••••• (registered 2026-03-16)Feb 11, 2026 · a•••••• firm change · fact
- S••• M•••••• W••••• left J•• W••••• A•••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2026-01-07)Nov 14, 2025 · a•••••• firm change · fact
- J••••• F•••••• K••••••• left J•• W••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-26)Aug 21, 2025 · a•••••• firm change · fact
- Kristofer Kevin Renne (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Jul 29, 2024 · Control person joined · fact
- H••••••• G•••••• R••• (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Jul 29, 2024 · Control person joined · fact
- Kennedy A•••• Dayton (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Jul 29, 2024 · Control person joined · fact
- R••••• C•••••• W••••• left J•• W••••• A•••••••• L•• for C•••••• C••••• G••••• I••• (registered 2024-06-24)Jun 6, 2024 · a•••••• firm change · fact
- G•••••• W• K•••••••• left J•• W••••• A•••••••• L•• for C•••••• W••••• A••••••• (registered 2024-03-26)Feb 23, 2024 · a•••••• firm change · fact
- Kirit Manish Upadhyay (Vice President, Chief Investment Officer) appeared on Schedule A of J•• W••••• A•••••••• L••Jul 27, 2023 · Control person joined · fact
- S••••• A• S•••••• left J•• W••••• A•••••••• L•• for E••••• J•••• (registered 2023-08-04)Jul 12, 2023 · a•••••• firm change · fact
- C•••• A•••• P•••••••• left J•• W••••• A•••••••• L•• for A••••••• P••••••• P•••••••• L•• (registered 2023-07-25)Jun 20, 2023 · a•••••• firm change · fact
- Nicholas August Santillo (Chief Compliance Officer) appeared on Schedule A of J•• W••••• A•••••••• L••Apr 24, 2023 · Control person joined · fact
- Lynn Amanda Marcello (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Aug 3, 2022 · Control person joined · fact
- William Ronald Yost (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Aug 3, 2022 · Control person joined · fact
- Nicholas Saverio Paglioni (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Mar 31, 2022 · Control person joined · fact
- A Thomas Foglia (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Mar 31, 2022 · Control person joined · fact
- Nemesio Thomas Alvare (Vice President) no longer on Schedule A of J•• W••••• A•••••••• L•• (listed 2021-07-16, absent 2021-09-13)Sep 13, 2021 · Control person left · inference
- D••••• Thomas W••••• (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Jul 16, 2021 · Control person joined · fact
- Docherty Thomas Paulus (Vice President) no longer on Schedule A of J•• W••••• A•••••••• L•• (listed 2021-02-02, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- Charles R••• Barrett (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Oct 12, 2020 · Control person joined · fact
- Jazwinski Sarah Amey (Vice President) appeared on Schedule A of J•• W••••• A•••••••• L••Oct 12, 2020 · Control person joined · fact
- Jayne Janet Earle (Secretary, Chief Financial Officer) no longer on Schedule A of J•• W••••• A•••••••• L•• (listed 2019-10-11, absent 2020-01-16)Jan 16, 2020 · Control person left · inference
- Christopher R••• Tiesi (Secretary, Chief Financial Officer) appeared on Schedule A of J•• W••••• A•••••••• L••Jan 16, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@jfswa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lblaire@jfswa.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-745-1700reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- JFSWA.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 724-962-3200reportedpublic record, Form ADV, Aug 27, 2026
- Contact form
- jfswa.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jfswa.com/about-jfswa/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $143Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026