RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- L••• independent RIA currentsince Dec 3, 2024 · Mequon, Wi
- P•••••• P••••••• formerJul 10, 2023 to Jan 31, 2025 · Mequon, Wi
- H••• C•••••• A•••••••• L•• otherMar 20, 2012 to Mar 7, 2023 · Rhinelander, Wi
- P•••••• P••••••• to L•••left Jan 31, 2025, registered Dec 3, 2024 (-59 days) · RIA to RIA · moved with a team
- H••• C•••••• A•••••••• L•• to P•••••• P•••••••left Mar 7, 2023, registered Jul 10, 2023 (125 days) · RIA to RIA
- N••• J•••• D••••• left P•••••• P••••••• for Lido (registered 2024-12-03)Jan 31, 2025 · Advisor changed firm · fact
- N••• J•••• D••••• left H••• C•••••• A•••••••• L•• for P•••••• P••••••• (registered 2023-07-10)Mar 7, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address