RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• B•••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 8, 2026 · Monmouth Junction, Nj
- F••••• I••••••••• independent RIAJan 17, 2018 to Apr 23, 2025 · Plano, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 19, 2013 to Jan 17, 2018 · Pennington, Nj
- F••••• I••••••••• to J••• M••••• S••••••••• L••left Apr 23, 2025, registered Jun 8, 2026 (411 days) · RIA to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F••••• I•••••••••left Jan 17, 2018, registered Jan 17, 2018 (0 days) · Other
- C••••••••• B••••••• left F••••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2026-06-08)Apr 23, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address