DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Jan 2, 2026
In the industry
13 y
since Jul 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Seia BD affiliated currentsince Jan 2, 2026 · Los Angeles, Ca
- Steelpeak Wealth, LLC independent RIANov 16, 2013 to Jun 17, 2025 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Steelpeak Wealth, LLC to Seialeft Jun 17, 2025, registered Jan 2, 2026 (199 days) · RIA to affiliated broker-dealer or bank · moved with a team
Signals
- Matthew Austin Keller left Steelpeak Wealth, Llc for Seia (registered 2026-01-02)Jun 17, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address