RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• B••••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Green, Oh
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Apr 1, 2019 · Uniontown, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedJun 14, 2017 to Mar 22, 2019 · Cuyahoga Falls, Oh
- P•• W••••• M••••••••• BD affiliatedDec 18, 2014 to Apr 28, 2017 · Stow, Oh
- F•••• T•••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Mar 22, 2019, registered Apr 1, 2019 (10 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Apr 28, 2017, registered Jun 14, 2017 (47 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address