RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• H••••• H•••••••
- A•••• C•••••• C•••• BD affiliated currentsince May 11, 2023 · Griffin, Ga
- A••••••••• F•••••••• S•••••••• L•• national BDOct 22, 2018 to Mar 29, 2023 · Atlanta, Ga
- E••••• J•••• national BDJun 5, 2012 to Oct 22, 2018 · St Louis, Mo
- A••••••••• F•••••••• S•••••••• L•• to A•••• C•••••• C••••left Mar 29, 2023, registered May 11, 2023 (43 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to A••••••••• F•••••••• S•••••••• L••left Oct 22, 2018, registered Oct 22, 2018 (0 days) · Affiliated broker-dealer or bank to another
- J•••••• H••••• H••••••• left A••••••••• F•••••••• S•••••••• L•• for A•••• C•••••• C•••• (registered 2023-05-11)Mar 29, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address