DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

S••••• R•••• C•••

C••• S••••• P•••••••BD affiliatedTampa, Fldual registrantIAPD 6047109

Feed of 09/14/2026

Also filed as Steve R•••• C•••

At current firm

2 y

since Jun 12, 2024

In the industry

14 y

since Jun 14, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• S••••• P••••••• BD affiliated current
since Jun 12, 2024 · Tampa, Fl
T••••• A••••••• S•••••••• I••• BD affiliated
Feb 17, 2021 to Jul 3, 2024 · Tampa, Fl
B••• S••••••••• L•• former
Sep 24, 2013 to Feb 17, 2021 · Naples, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 18, 2012 to Oct 1, 2013 · Naples, Fl

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to C••• S••••• P•••••••
left Jul 3, 2024, registered Jun 12, 2024 (-21 days) · Affiliated broker-dealer or bank to another · moved with a team
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• S••••••••• L••
left Oct 1, 2013, registered Sep 24, 2013 (-7 days) · Other

Signals

S••••• R•••• C••• left T••••• A••••••• S•••••••• I••• for C••• S••••• P••••••• (registered 2024-06-12)
Jul 3, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address