DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••••• V••••••

C••••••• S••••••••• I•••BD affiliatedAlliance, Oh dual registrantIAPD 6049992

Feed of 09/15/2026

At current firm

2 y

since May 3, 2024

In the industry

12 y

since Jul 7, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since May 3, 2024 · Bedford, Oh
G••••• I••••••••• S••••••••• L•• unclassified
May 17, 2022 to Aug 22, 2024 · Richmond Heights, Oh
P•• W••••• M••••••••• BD affiliated
Sep 6, 2017 to Apr 14, 2022 · Cleveland, Oh
E••••• J•••• national BD
Apr 28, 2017 to Aug 15, 2017 · Richmond Heights, Oh
P•• W••••• M••••••••• BD affiliated
Aug 20, 2014 to Jan 7, 2015 · Painesville, Oh

Moves

a registration end followed by a registration begin elsewhere

G••••• I••••••••• S••••••••• L•• to C••••••• S••••••••• I•••
left Aug 22, 2024, registered May 3, 2024 (-111 days) · Other
P•• W••••• M••••••••• to G••••• I••••••••• S••••••••• L••
left Apr 14, 2022, registered May 17, 2022 (33 days) · Other
E••••• J•••• to P•• W••••• M•••••••••
left Aug 15, 2017, registered Sep 6, 2017 (22 days) · Other
P•• W••••• M••••••••• to E••••• J••••
left Jan 7, 2015, registered Apr 28, 2017 (842 days) · Other

Signals

J••••••• V•••••• left G••••• I••••••••• S••••••••• L•• for C••••••• S••••••••• I••• (registered 2024-05-03)
Aug 22, 2024 · Advisor changed firm · fact
J••••••• V•••••• left P•• W••••• M••••••••• for G••••• I••••••••• S••••••••• L•• (registered 2022-05-17)
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address