RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P•••••• J• C••••••
- K••••••• F•••••••• state registered currentsince Jun 5, 2025 · Eau Claire, Wi
- A• W••••• M••••••••• L•• BD affiliatedOct 7, 2019 to Jul 30, 2025 · Eau Claire, Wi
- B••••••••• C•••••• M••••••••• L•• independent RIAApr 11, 2012 to Oct 7, 2019 · Eauclaire, Wi
- A• W••••• M••••••••• L•• to K••••••• F••••••••left Jul 30, 2025, registered Jun 5, 2025 (-55 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- B••••••••• C•••••• M••••••••• L•• to A• W••••• M••••••••• L••left Oct 7, 2019, registered Oct 7, 2019 (0 days) · RIA to RIA · moved with a team
- P•••••• J• C•••••• left A• W••••• M••••••••• L•• for K••••••• F•••••••• (registered 2025-06-05)Jul 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address