RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• A••
- J••• M••••• S••••••••• L•• wirehouse currentsince Nov 13, 2025 · Philadelphia, Pa
- C••••••• S••••••••• I••• BD affiliatedNov 19, 2024 to Sep 25, 2025 · Willow Street, Pa
- T••••• A••••••• S•••••••• I••• BD affiliatedSep 13, 2022 to Oct 7, 2024 · Lancaster, Pa
- C••••••• S••••••••• I••• to J••• M••••• S••••••••• L••left Sep 25, 2025, registered Nov 13, 2025 (49 days) · Affiliated broker-dealer or bank to wirehouse
- T••••• A••••••• S•••••••• I••• to C••••••• S••••••••• I•••left Oct 7, 2024, registered Nov 19, 2024 (43 days) · Affiliated broker-dealer or bank to another
- A••••• A•• left C••••••• S••••••••• I••• for J••• M••••• S••••••••• L•• (registered 2025-11-13)Sep 25, 2025 · Advisor changed firm · fact
- A••••• A•• left T••••• A••••••• S•••••••• I••• for C••••••• S••••••••• I••• (registered 2024-11-19)Oct 7, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address