L•••••• S••••• Y••••

• O•••• W•••••• I••• BD affiliated current
  since Feb 9, 2024 · Tuscaloosa, Al
• L•• F•••••••• L•• BD affiliated
  Mar 21, 2019 to Feb 9, 2024 · Tuscaloosa, Al
• W•••• F•••• A••••••• wirehouse
  Jul 17, 2017 to Mar 20, 2019 · Tuscaloosa, Al
• P•• W••••• M••••••••• BD affiliated
  Mar 23, 2015 to Jul 19, 2017 · Northport, Al

• L•• F•••••••• L•• to O•••• W•••••• I•••
  left Feb 9, 2024, registered Feb 9, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Mar 20, 2019, registered Mar 21, 2019 (1 days) · Wirehouse to independent RIA
• P•• W••••• M••••••••• to W•••• F•••• A•••••••
  left Jul 19, 2017, registered Jul 17, 2017 (-2 days) · Other

• ••• Locked
  Feb 9, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address