RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• L••••• C•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Oct 13, 2017 · Birmingham, Mi
- C••••••• C•••••• M••••••••• L•• mixed wealthDec 8, 2015 to Oct 2, 2017 · Houston, Tx
- I•••••• A•••••••• I••• asset managerJun 17, 2014 to Sep 16, 2015 · Atlanta, Ga
- C••••••• C•••••• M••••••••• L•• to U•• F•••••••• S••••••• I•••left Oct 2, 2017, registered Oct 13, 2017 (11 days) · Other
- I•••••• A•••••••• I••• to C••••••• C•••••• M••••••••• L••left Sep 16, 2015, registered Dec 8, 2015 (83 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address