RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• C• B•••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Jan 14, 2026 · Roseville, Ca
- P••••••••• P•••• A••••••• formerOct 11, 2023 to Dec 31, 2025 · Kirkwood, Pa
- E••••• C•••• W••••• M••••••••• L•• formerOct 9, 2019 to Oct 3, 2023 · Daniel Island, Sc
- S•••••••• S••••••••• BD affiliatedFeb 27, 2017 to Oct 5, 2018 · Cherry Hill, Nj
- B••• I••••••••• S•••••••• I••• formerFeb 2, 2016 to Feb 17, 2017 · Philadelphia, Pa
- P••••••••• P•••• A••••••• to A•••• W••••• M••••••••• L••left Dec 31, 2025, registered Jan 14, 2026 (14 days) · RIA to RIA · moved with a team
- E••••• C•••• W••••• M••••••••• L•• to P••••••••• P•••• A•••••••left Oct 3, 2023, registered Oct 11, 2023 (8 days) · RIA to RIA
- S•••••••• S••••••••• to E••••• C•••• W••••• M••••••••• L••left Oct 5, 2018, registered Oct 9, 2019 (369 days) · Affiliated broker-dealer or bank to independent RIA
- B••• I••••••••• S•••••••• I••• to S•••••••• S•••••••••left Feb 17, 2017, registered Feb 27, 2017 (10 days) · Other
- C••••• C• B••••• left P••••••••• P•••• A••••••• for A•••• W••••• M••••••••• L•• (registered 2026-01-14)Dec 31, 2025 · Advisor changed firm · fact
- C••••• C• B••••• left E••••• C•••• W••••• M••••••••• L•• for P••••••••• P•••• A••••••• (registered 2023-10-11)Oct 3, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address