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Registered advisor

D••••• A•••••

U•• F•••••••• S••••••• I•••wirehouseMiami , Fl dual registrantIAPD 6059875

Feed of 09/14/2026

At current firm

2 y

since Apr 15, 2024

In the industry

13 y

since Jan 11, 2013 (earliest exam, job or registration)

Prior registered firms

3

IAPD previous registrations

State registrations

2

current, as an IAR

Firms today

1

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

1

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Apr 15, 2024 · Miami, Fl
M••••• S•••••• wirehouse
Mar 15, 2024 to Apr 16, 2024 · Miami, Fl
J••• M••••• S••••••••• L•• wirehouse
Jan 17, 2014 to Sep 10, 2018 · Miami, Fl
E•••••••• A•••••••• L•• national BD
Oct 28, 2013 to Dec 6, 2013 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left Apr 16, 2024, registered Apr 15, 2024 (-1 days) · Wirehouse to wirehouse · moved with a team
J••• M••••• S••••••••• L•• to M••••• S••••••
left Sep 10, 2018, registered Mar 15, 2024 (2013 days) · Wirehouse to wirehouse · moved with a team
E•••••••• A•••••••• L•• to J••• M••••• S••••••••• L••
left Dec 6, 2013, registered Jan 17, 2014 (42 days) · Affiliated broker-dealer or bank to wirehouse

Signals

••• Locked
Apr 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address