T•••••• M•••••• M••••

E••••• J••••national BDColumbus, Gadual registrantIAPD 6061123

Feed of 09/14/2026

Also filed as T•••••• M• M•••••••••

At current firm

8 y

since Nov 30, 2017

In the industry

13 y

since Nov 19, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Nov 30, 2017 · Columbus, Ga
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Oct 27, 2017 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Jul 1, 2015 to Dec 15, 2015 · Columbus, Ga
F•••• C•••••• F•••••••• P•••••••• I••• former
Jan 7, 2013 to Feb 6, 2014 · Manhattan, Ks

Moves

a registration end followed by a registration begin elsewhere

F•••• C•••••• A••••••• S••••••• to E••••• J••••
left Oct 27, 2017, registered Nov 30, 2017 (34 days) · Other
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address