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Registered advisor
R••••• B••••••
Feed of 09/15/2026
Also filed as R••••• Marie B••••••
At current firm
0 y
since Jun 26, 2026
In the industry
13 y
since Sep 1, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jun 26, 2026 · Jersey City, Nj
- M••••• S•••••• wirehouseSep 5, 2023 to Jun 12, 2026 · Jersey City, Nj
- E•••••• C•••••• M••••••••• L•• formerMay 17, 2023 to Sep 5, 2023 · Jersey City, Nj
- M••••• S•••••• wirehouseAug 15, 2018 to May 16, 2023 · Morristown, Nj
- R•••••• J•••• • A••••••••• I••• national BDJun 26, 2017 to Jul 16, 2018 · Florham Park, Nj
- I••••• F•••••••• C••••••••• formerSep 28, 2015 to Jun 19, 2017 · Basking Ridge, Nj
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jun 12, 2026, registered Jun 26, 2026 (14 days) · Wirehouse to wirehouse
- E•••••• C•••••• M••••••••• L•• to M••••• S••••••left Sep 5, 2023, registered Sep 5, 2023 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to E•••••• C•••••• M••••••••• L••left May 16, 2023, registered May 17, 2023 (1 days) · channel change inside one enterprise, not a move
- R•••••• J•••• • A••••••••• I••• to M••••• S••••••left Jul 16, 2018, registered Aug 15, 2018 (30 days) · Affiliated broker-dealer or bank to wirehouse
- I••••• F•••••••• C••••••••• to R•••••• J•••• • A••••••••• I•••left Jun 19, 2017, registered Jun 26, 2017 (7 days) · Other
Signals
- R••••• B•••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2026-06-26)Jun 12, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address