RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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M••••• F•••••••••
- C•••••••• G••••• M•••••• I••• BD affiliated currentsince Sep 9, 2026 · Miami, Fl
- B•••• D• B••••• S••••••••• L•• state registeredSep 9, 2022 to Sep 8, 2026 · Miami, Fl
- M••••• S•••••• wirehouseDec 17, 2018 to Sep 17, 2021 · Coral Gables, Fl
- U•• F•••••••• S••••••• I••• wirehouseJan 9, 2015 to Dec 20, 2018 · Coral Gables, Fl
- C••••• S••••• S••••••••• •••• L•• formerAug 27, 2012 to Jan 30, 2015 · Miami, Fl
- B•••• D• B••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••left Sep 8, 2026, registered Sep 9, 2026 (1 days) · Other
- M••••• S•••••• to B•••• D• B••••• S••••••••• L••left Sep 17, 2021, registered Sep 9, 2022 (357 days) · Wirehouse to a state-registered adviser
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Dec 20, 2018, registered Dec 17, 2018 (-3 days) · Wirehouse to wirehouse · moved with a team
- C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••left Jan 30, 2015, registered Jan 9, 2015 (-21 days) · Other
- M••••• F••••••••• left B• S••••••••• for C•••••••• G••••• M•••••• I••• (registered 2026-09-09)Sep 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address