DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Banco Do Brasil Securities LLC

STATE REGISTEREDMiami, FloridaCRD 132701websiteIAPD
Latest filing Aug 12, 2026
First filing on the tape Aug 12, 2026 · 1 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
10 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.1derivedItem 5.A over advisors
Advisors per office
0.9derived11 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is a broker-dealer (6.A.1)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
7 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Fabio Luis Rios Nogales GarcesMiami, Fl Sep 7, 202211 y1
Barbara DettmerMiami, Fl Sep 8, 202221 y3
Raoni Kanato Lima SilvaMiami, Fl Feb 28, 202312 y0
Ana Regina MotaMiami, Fl May 23, 202415 y5
Francisco Javier MejiaMiami, Fl Aug 13, 202414 y2
Maria Estibaliz IncerromeoMiami, Fl Nov 12, 202413 y2
Karla Goncalves SilvaMiami, Fl Feb 18, 202615 y3
Advisor movement
4 left, 2 joined in 12 months
net -2 in 12 months3 left in 90 days0 joined in 90 days5 left over 36 months
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    No Schedule A on the extract for this adviser.
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Miami, Fl · principal712
    Weston, Fl0011
    New York, Ny001
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    One filing, no change to show.
    Signals
    7 dated events
    • Mayrin Fontainemoya left Bb Securities for Citigroup Global Markets Inc. (registered 2026-09-09)
      Sep 8, 2026 · Advisor changed firm · fact
    • Rodrigo Noschese left Banco Do Brasil Securities Llc for Citigroup Global Markets Inc. (registered 2026-06-30)
      Jun 30, 2026 · Advisor changed firm · fact
    • 2 advisors left Banco DO Brasil Securities LLC (Weston, FL) for Citigroup Global Markets Inc. on the same day
      Jun 30, 2026 · Team lift-out · derived
    • Vanessa Keller Dias left Banco Do Brasil Securities Llc for Citigroup Global Markets Inc. (registered 2026-07-01)
      Jun 30, 2026 · Advisor changed firm · fact
    • Helio Hashimoto left Banco Do Brasil Securities Llc for Hsbc Securities (Usa) Inc. (registered 2026-04-21)
      Apr 6, 2026 · Advisor changed firm · fact
    • Marco Aurelio Guerra De Sa left Banco Do Brasil Securities Llc for Transparenza Advisors Llc (registered 2025-01-01)
      Apr 4, 2024 · Advisor changed firm · fact
    • Vanessa Lima left Bb Securities for Efg Private Wealth Management (Americas) Corp. (registered 2024-12-05)
      Feb 10, 2023 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/banco-do-brasil-securitiesreportedpublic record, Form ADV, Sep 17, 2026
    Website
    bancodobrasilsecurities.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    407-608-1780reportedpublic record, Form ADV, Aug 12, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    STATE REGISTEREDderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 15, 2026