A••••• M••••••

• S•••••••• A••••••• L•• national BD current
  since Mar 31, 2025 · Burlington, Ma
• F••••••• P••••••• A•• W•••••••• A••••••• former
  Sep 30, 2022 to Mar 31, 2025 · Nashua, Nh
• C••••••••• F•••••••• N•••••• national BD
  Jan 15, 2020 to Jun 21, 2022 · Newton, Ma
• E•• F•••••••• A••••••• independent RIA
  Jun 26, 2018 to Sep 10, 2018 · Manchester, Nh
• S•••••••• A••••••• L•• national BD
  Oct 21, 2014 to Jan 11, 2017 · Boston, Ma

• F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
  left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
• C••••••••• F•••••••• N•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
  left Jun 21, 2022, registered Sep 30, 2022 (101 days) · Affiliated broker-dealer or bank to another
• E•• F•••••••• A••••••• to C••••••••• F•••••••• N••••••
  left Sep 10, 2018, registered Jan 15, 2020 (492 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to E•• F•••••••• A•••••••
  left Jan 11, 2017, registered Jun 26, 2018 (531 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Jun 21, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address