A••••• J•••• R••••••

T••••••• I••••••••• M••••••••• I•••BD affiliatedRochester, Mndual registrantIAPD 6074317

Feed of 09/14/2026

Also filed as A••• R••••••

At current firm

4 y

since May 25, 2022

In the industry

14 y

since Jun 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••••• I••••••••• M••••••••• I••• BD affiliated current
since May 25, 2022 · Rochester, Mn
S••••••••• A•••••• A•••••••• I••• former
Jun 20, 2019 to May 19, 2022 · Rochester, Mn
E••••• J•••• national BD
Aug 20, 2012 to Jun 21, 2019 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to T••••••• I••••••••• M••••••••• I•••
left May 19, 2022, registered May 25, 2022 (6 days) · Affiliated broker-dealer or bank to another
E••••• J•••• to S••••••••• A•••••• A•••••••• I•••
left Jun 21, 2019, registered Jun 20, 2019 (-1 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
May 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address