RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• J• F•••••
- C••••••• A•••• M••••••••• L•• BD affiliated currentsince Jun 2, 2023 · Ann Arbor, Mi
- B•••••••• F•••••••• S•••••••• I••• state registeredMay 7, 2018 to Feb 13, 2025 · Roseville, Ca
- H•••••• T••••••• • K•••• L•• independent RIAMar 1, 2018 to Apr 19, 2018 · Redwood Shores, Ca
- Q•••••• A•••• M••••••••• I••• formerNov 2, 2015 to Aug 24, 2016 · Rocklin, Ca
- W•••••• • R••• formerAug 14, 2013 to Nov 10, 2015 · Sacramento, Ca
- B•••••••• F•••••••• S•••••••• I••• to C••••••• A•••• M••••••••• L••left Feb 13, 2025, registered Jun 2, 2023 (-622 days) · Other
- H•••••• T••••••• • K•••• L•• to B•••••••• F•••••••• S•••••••• I•••left Apr 19, 2018, registered May 7, 2018 (18 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Q•••••• A•••• M••••••••• I••• to H•••••• T••••••• • K•••• L••left Aug 24, 2016, registered Mar 1, 2018 (554 days) · Other
- W•••••• • R••• to Q•••••• A•••• M••••••••• I•••left Nov 10, 2015, registered Nov 2, 2015 (-8 days) · Other
- R•••• J• F••••• left B•••••••• F•••••••• S•••••••• I••• for C••••••• A•••• M••••••••• L•• (registered 2023-06-02)Feb 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address