RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••••• J•••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 18, 2025 · Lake In The Hills, Il
- F••••• C•••••• A•••••••• L•• independent RIAMay 3, 2024 to Aug 18, 2025 · Prairie Village, Ks
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 16, 2022 to Feb 9, 2024 · S. Barrington, Il
- F••••• C•••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 18, 2025, registered Aug 18, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- C••••• I••••••••• A••••••• L•• to F••••• C•••••• A•••••••• L••left Feb 9, 2024, registered May 3, 2024 (84 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- E••••••• J••••••• left F••••• C•••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-18)Aug 18, 2025 · Advisor changed firm · fact
- E••••••• J••••••• left C••••• I••••••••• A••••••• L•• for F••••• C•••••• A•••••••• L•• (registered 2024-05-03)Feb 9, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address