RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• P••••• D••••
- W•••• I••••••••• A•••••••• L•• other currentsince Jul 3, 2024 · Westborough, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 19, 2018 to Jun 28, 2024 · Acton, Ma
- B••••• H••••• W••••• A•••••••• L•• formerSep 30, 2016 to Oct 30, 2018 · Acton, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDJun 4, 2013 to Dec 31, 2014 · Middleton, Ma
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• I••••••••• A•••••••• L••left Jun 28, 2024, registered Jul 3, 2024 (5 days) · corporate re-registration, not a move
- B••••• H••••• W••••• A•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 30, 2018, registered Mar 19, 2018 (-225 days) · RIA to affiliated broker-dealer or bank · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to B••••• H••••• W••••• A•••••••• L••left Dec 31, 2014, registered Sep 30, 2016 (639 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address