DFX Intelligence

RIA Intelligence

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Firm absorbed

12 advisors left B••••• H••••• W••••• A•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Benjamin Payson DodgeActon, MaOct 30, 2018Mar 19, 2018
Bruce James TobinActon, MaOct 30, 2018Oct 11, 2017
Christopher W. BryantActon, MaOct 30, 2018Nov 7, 2017
David Alton LessnerActon, MaOct 30, 2018Mar 7, 2018
Donald Marcel RoyActon, MaOct 30, 2018Aug 30, 2017
Jeanne Kearns HagarActon, MaOct 30, 2018Apr 10, 2018
John Frank GeffertActon, MaOct 30, 2018Jan 29, 2018
Johnathan Charles BreenActon, MaOct 30, 2018Mar 7, 2018
Mark Kenneth LessnerActon, MaOct 30, 2018Mar 7, 2018
Mitchell Douglas CustenborderActon, MaOct 30, 2018Mar 20, 2017
Sean Reid FlynnActon, MaOct 30, 2018Oct 31, 2017
Thomas Michael BurgerActon, MaOct 30, 2018Mar 7, 2018
The rule
Registrations ended
Oct 30, 2018
Registered next
Mar 20, 2017 to Apr 10, 2018
Branch state
MA
Cities
1, most in Acton, Ma
Registered there that day
16 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape
Other teams out of B••••• H••••• W••••• A•••••••• L••Other teams into R•••••• J•••• F•••••••• S••••••• A•••••••• I••