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- Professional profile
- ••• Lockedreportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- D••••••• C•••••• M••••••••• L•• state registered currentsince Jul 21, 2020 · Jackson, Wy
- C•••••• F•••••••• G••••• L•• independent RIAJan 22, 2021 to Dec 21, 2022 · Jackson, Wy
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 3, 2019 to Jun 5, 2020 · Gloucester, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 6, 2015 to Nov 30, 2018 · Columbia, Md
- M•• S••••••••• I••• unclassifiedJun 22, 2015 to Aug 20, 2015 · Baltimore, Md
- W•••• F•••• A••••••• wirehouseAug 5, 2014 to Jun 1, 2015 · Baltimore, Md
- C•••••• F•••••••• G••••• L•• to no registered destinationleft Dec 21, 2022 · Departure, no registered destination
- C•••••••• G••••• M•••••• I••• to D••••••• C•••••• M••••••••• L••left Jun 5, 2020, registered Jul 21, 2020 (46 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Nov 30, 2018, registered Apr 3, 2019 (124 days) · Wirehouse to affiliated broker-dealer or bank
- M•• S••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 20, 2015, registered Nov 6, 2015 (78 days) · Other
- W•••• F•••• A••••••• to M•• S••••••••• I•••left Jun 1, 2015, registered Jun 22, 2015 (21 days) · Other
- ••• LockedDec 21, 2022 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address