DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Certior Financial Group, LLC
Latest filing Mar 11, 2026
First filing on the tape Oct 4, 2016 · 36 filings
SEC status approved since Oct 17, 2016
RAUM
$452M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
99%
$449M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$64.6M
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$452M as of Mar 11, 2026
Mar 29, 2017$107M then
HNW client RAUM$346M as of Mar 11, 2026
Mar 29, 2018$77.8M then
State-registered IARs (5.B.3)7 as of Mar 11, 2026
Mar 29, 20173 then
Employees (5.A)9 as of Mar 11, 2026
Mar 29, 20174 then
Private funds: no history
RAUM +17% over the last fiscal year+23% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 68derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $266,360derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.7%derived
- Compensation
- percentage of assets, fixed fees, commissionsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $104M, 187 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$346M77%
- Individuals$103M23%
- Pension and profit-sharing plans$3.2M0.7%
- Corporations and businesses$191,8450.0%
- Individual clients
- 311reported
- HNW clients
- 165reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 1,698reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $104M for 187 clientsreported
- Compensation
- % of AUM, fixed, commissionsreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Kristofor HansenCertified Financial Planner | King Of Prussia, Pa | Nov 1, 2016 | 16 y | 1 |
| Gary Phillip Gallagher | King Of Prussia, Pa | Nov 1, 2016 | 16 y | 1 |
| Avi No Middle Name Kantor | King Of Prussia, Pa | Nov 2, 2016 | 27 y | 1 |
| Adam Scott PeltzmanCertified Financial Planner | East Norriton, Pa | Jun 20, 2017 | 26 y | 1 |
| Elizabeth Miriam Katrina ShamirChartered Financial Analyst | East Norriton, Pa | Jun 20, 2017 | 29 y | 2 |
| Kristen Voigtsberger | King Of Prussia, Pa | Oct 4, 2023 | 39 y | 3 |
| Simon F Crew | West Chester, Pa | Aug 5, 2025 | 14 y | 3 |
| Anthony Barbosa | King Of Prussia, Pa | Nov 11, 2025 | 11 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 14% of current headcount1 left over 36 months
Left, latest
- Gregory Carl Drozdow to Las Olas Capital Advisors, LLCOct 1, 2025 · Other
- James Patrick Ciamacco to Wescott Financial Advisory Group LLCMay 4, 2022 · RIA to RIA
Joined, latest
- Simon F Crew from Creative Capital Wealth Management GroupAug 5, 2025 · Other
- Kristen Voigtsberger from Driveadvisory, LLCOct 4, 2023 · Other
- Gregory Carl Drozdow from Pruco Securities, LLCFeb 2, 2021 · Affiliated broker-dealer or bank to independent RIA
- Adam Scott Peltzman from Voya Financial Advisors, Inc.Jun 20, 2017 · Other
- Elizabeth Miriam Katrina Shamir from Voya Financial Advisors, Inc.Jun 20, 2017 · Other
- Avi No Middle Name Kantor from Voya Financial Advisors, Inc.Nov 2, 2016 · Other
- Gary Phillip Gallagher from Voya Financial Advisors, Inc.Nov 1, 2016 · Other
- Patrick Kristofor Hansen from Voya Financial Advisors, Inc.Nov 1, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Voya Financial Advisors, Inc.Jun 15, 2017 · East Norriton, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- No Middle Name Avi Kantor · Managing Membercontrolsince 11/2016 · owns 75% or more
- Joseph Gery Sadzewicz · Chief Compliance Officersince 03/2023 · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| King Of Prussia, Pa · principal | 6 | 1 | 0 | ||
| East Norriton, Pa | 2 | 0 | 0 | ||
| Adventura, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- East Norriton, PA2 employees
- Aventura, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 11, 2026HNW share of RAUM moved from 24.0% to 77.0% between the annual amendments of 2025-03-06 and 2026-03-11peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,715 to 1,698Nov 11, 2025 to Mar 11, 2026
- HNW clients · 166 to 165Nov 11, 2025 to Mar 11, 2026
- Individual clients · 323 to 311Nov 11, 2025 to Mar 11, 2026
- Assets in custody · $92.6M to $104MNov 11, 2025 to Mar 11, 2026
- Employees · 10 to 9Nov 11, 2025 to Mar 11, 2026
- Discretionary RAUM · $324M to $409MNov 11, 2025 to Mar 11, 2026
- HNW RAUM · $91.3M to $346MNov 11, 2025 to Mar 11, 2026
- Individual RAUM · $294M to $103MNov 11, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $63.6M to $43.1MNov 11, 2025 to Mar 11, 2026
- Pension RAUM · $2.5M to $3.2MNov 11, 2025 to Mar 11, 2026
- RAUM · $388M to $452MNov 11, 2025 to Mar 11, 2026
- Financial planning clients · 251-500 to 251-500Mar 6, 2025 to Jul 14, 2025
- Accounts · 1,698 to 1,715Sep 12, 2024 to Mar 6, 2025
- HNW clients · 141 to 166Sep 12, 2024 to Mar 6, 2025
- Individual clients · 321 to 323Sep 12, 2024 to Mar 6, 2025
- Assets in custody · $80.9M to $92.6MSep 12, 2024 to Mar 6, 2025
- Discretionary RAUM · $266M to $324MSep 12, 2024 to Mar 6, 2025
- HNW RAUM · $258M to $91.3MSep 12, 2024 to Mar 6, 2025
- Individual RAUM · $103M to $294MSep 12, 2024 to Mar 6, 2025
- Non-discretionary RAUM · $97.4M to $63.6MSep 12, 2024 to Mar 6, 2025
- Pension RAUM · $2.2M to $2.5MSep 12, 2024 to Mar 6, 2025
- RAUM · $364M to $388MSep 12, 2024 to Mar 6, 2025
- Other offices · 1 to 2Mar 28, 2024 to Sep 12, 2024
- Accounts · 1,243 to 1,698Jan 4, 2024 to Mar 27, 2024
- Corporate clients · 2 to 1Jan 4, 2024 to Mar 27, 2024
- HNW clients · 147 to 141Jan 4, 2024 to Mar 27, 2024
- Individual clients · 264 to 321Jan 4, 2024 to Mar 27, 2024
- Pension plan clients · unset to 1.0Jan 4, 2024 to Mar 27, 2024
- Assets in custody · $71.1M to $80.9MJan 4, 2024 to Mar 27, 2024
- State-registered IARs · 6 to 7Jan 4, 2024 to Mar 27, 2024
- Discretionary RAUM · $153M to $266MJan 4, 2024 to Mar 27, 2024
- HNW RAUM · $176M to $258MJan 4, 2024 to Mar 27, 2024
- Individual RAUM · $55.9M to $103MJan 4, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $87.0M to $97.4MJan 4, 2024 to Mar 27, 2024
- Pension RAUM · unset to 2241566.0Jan 4, 2024 to Mar 27, 2024
- RAUM · $240M to $364MJan 4, 2024 to Mar 27, 2024
- Advisory activities · 3 to 4Nov 10, 2023 to Nov 14, 2023
- BD registered reps · 1 to 0Nov 10, 2023 to Nov 14, 2023
- Commission compensation · false to trueMar 31, 2023 to Nov 10, 2023
- Accounts · 994 to 1,243Dec 21, 2022 to Mar 31, 2023
Signals
5 dated events
- Gregory Carl Drozdow left Certior Financial Group, Llc for Las Olas Capital Advisors, Llc (registered 2026-06-19)Oct 1, 2025 · Advisor changed firm · fact
- Certior Financial Group, Llc reported RAUM $363.9M, up 51% from $240.4M (2024-01-04 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Noah Samuel Dreyfuss no longer registered at Certior Financial Group, Llc; no later IA registration on IAPDDec 21, 2022 · Advisor departure · fact
- James Patrick Ciamacco left Certior Financial Group, Llc for Wescott Financial Advisory Group Llc (registered 2022-06-08)May 4, 2022 · Advisor changed firm · fact
- Korleone Financial Group, Llc filed its initial SEC registration (Form ADV)Oct 4, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- yourteam@certiorfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-240-1263reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 215-525-2638reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 610-783-1965reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/certior-financial-group-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- certiorfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 610-783-7010reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- certiorfinancial.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- certiorfinancial.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026