DFX Intelligence
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Registered advisor
T•••• L••••••• J••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as T•••• L• J••••••
At current firm
2 y
since Oct 11, 2023
In the industry
14 y
since Jun 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Oct 11, 2023 · Charlotte, Nc
- V••••••• A•••••••• I••• BD affiliatedOct 19, 2015 to Oct 10, 2023 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- V••••••• A•••••••• I••• to I••••••••• A•••••• A•••••••• L••left Oct 10, 2023, registered Oct 11, 2023 (1 days) · Affiliated broker-dealer or bank to independent RIA
Signals
- T•••• L••••••• J•••••• left V••••••• A•••••••• I••• for I••••••••• A•••••• A•••••••• L•• (registered 2023-10-11)Oct 10, 2023 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address