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Registered advisor

J••••• H•••

C••••••• S••••••••• I•••BD affiliatedAlliance, Oh dual registrantIAPD 6081847

Feed of 09/15/2026

Also filed as J••••• D H•••

At current firm

0 y

since Oct 30, 2025

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••• S••••••••• I••• BD affiliated current
since Oct 30, 2025 · Alliance, Oh
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Jul 3, 2025 · Boston, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Oct 13, 2022 to Mar 31, 2025 · Westlake, Oh
F••••• I••••••••• independent RIA
Mar 29, 2021 to Jun 22, 2022 · Tampa, Fl
T• A••••••••• I••••••••• M••••••••• L•• former
Oct 24, 2014 to Dec 18, 2020 · Altamonte Springs, Fl
T• A••••••••• I••• former
Oct 22, 2014 to Jan 6, 2021 · Winter Park, Fl

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to C••••••• S••••••••• I•••
left Jul 3, 2025, registered Oct 30, 2025 (119 days) · Affiliated broker-dealer or bank to another · moved with a team
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
F••••• I••••••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 22, 2022, registered Oct 13, 2022 (113 days) · RIA to affiliated broker-dealer or bank
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 6, 2021, registered Oct 24, 2014 (-2266 days) · channel change inside one enterprise, not a move · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to F••••• I•••••••••
left Dec 18, 2020, registered Mar 29, 2021 (101 days) · RIA to RIA · moved with a team

Signals

J••••• H••• left S•••••••• A••••••• L•• for C••••••• S••••••••• I••• (registered 2025-10-30)
Jul 3, 2025 · Advisor changed firm · fact
J••••• H••• left F••••• I••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-10-13)
Jun 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address