RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• H••••• S•••••••
- H•••••• • W•••• A•••• M••••••••• I••• BD affiliated currentsince Jul 25, 2024 · Parsippany, Nj
- W•••• F•••• A••••••• wirehouseJul 28, 2016 to Jun 5, 2024 · Flanders, Nj
- P•• W••••• M••••••••• BD affiliatedJul 30, 2015 to May 23, 2016 · Fairfield, Nj
- W•••• F•••• A••••••• to H•••••• • W•••• A•••• M••••••••• I•••left Jun 5, 2024, registered Jul 25, 2024 (50 days) · Wirehouse to affiliated broker-dealer or bank
- P•• W••••• M••••••••• to W•••• F•••• A•••••••left May 23, 2016, registered Jul 28, 2016 (66 days) · Other
- Jeffrey Howard Shornick left Wells Fargo Advisors for Hennion & Walsh Asset Management, Inc. (registered 2024-07-25)Jun 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address